Swisher Hygiene Inc.
|
(Name of Issuer)
Common Stock, Par Value $0.001 Per Share
|
(Title of Class of Securities)
870808102
|
(CUSIP Number)
March 1, 2016
|
[ ] | Rule 13d-1(b) |
[X] | Rule 13d-1(c) |
[ ] | Rule 13d-1(d) |
CUSIP NO. 870808102
|
13G
|
Page 2 of 11 Pages
|
1
|
NAMES OF REPORTING PERSONS
MGEN II – HALE FUND, L.P.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
58,456 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
58,456 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
58,456 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.3% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
PN (limited partnership)
|
CUSIP NO. 870808102
|
13G
|
Page 3 of 11 Pages
|
1
|
NAMES OF REPORTING PERSONS
HALE PARTNERSHIP FUND, L.P.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
805,487 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
805,487 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
805,487 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.6% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
PN (limited partnership)
|
CUSIP NO. 870808102
|
13G
|
Page 4 of 11 Pages
|
1
|
NAMES OF REPORTING PERSONS
CLARK-HALE FUND LP
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
32,000 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
32,000 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
32,000 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.2% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
PN (limited partnership)
|
CUSIP NO. 870808102
|
13G
|
Page 5 of 11 Pages
|
1
|
NAMES OF REPORTING PERSONS
HALE PARTNERSHIP CAPITAL ADVISORS, LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF NORTH CAROLINA, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
895,943 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
895,943 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
895,943 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.1% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
OO (limited liability company)
|
CUSIP NO. 870808102
|
13G
|
Page 6 of 11 Pages
|
1
|
NAMES OF REPORTING PERSONS
Hale Partnership Capital Management, LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF NORTH CAROLINA, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
895,943 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
895,943 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
895,943 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.1% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
OO (limited liability company)
|
CUSIP NO. 870808102
|
13G
|
Page 7 of 11 Pages
|
1
|
NAMES OF REPORTING PERSONS
STEVEN A. HALE II
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
895,943 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
895,943 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
895,943 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.1% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
IN
|
Item 1. | (a) | Name of Issuer: |
(b) | Address of Issuer’s Principal Executive Offices: |
Item 2. | (a) | Names of Persons Filing: |
(b) | Address of Principal Business Office or, if None, Residence: |
(c) | Citizenship: |
(d) | Title of Class of Securities: |
(e) | CUSIP Number: |
Item 3. | If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
Item 4. | Ownership. |
MGEN II – Hale
Fund, L.P.
|
Hale
Partnership
Fund, L.P.
|
Hale-
Clark
Fund LP
|
Hale
Partnership
Capital
Advisors, LLC
|
Hale
Partnership
Capital
Management,
LLC
|
Steven A.
Hale II
|
|
(a) Amount Beneficially Owned:
|
58,456
|
805,487
|
32,000
|
895,943
|
895,943
|
895,943
|
(b) Percent of Class:
|
0.3%
|
4.6%
|
0.2%
|
5.1%
|
5.1%
|
5.1%
|
(c) Number of Shares to Which Reporting Person Has:
|
||||||
(i) Sole Voting Power:
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
(ii) Shared Voting Power:
|
58,456
|
805,487
|
32,000
|
895,943
|
895,943
|
895,943
|
(iii) Sole Dispositive Power:
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
(iv) Shared Dispositive Power:
|
58,456
|
805,487
|
32,000
|
895,943
|
895,943
|
895,943
|
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certification. |
Date: March 25, 2016
|
||||
MGEN II – HALE FUND, L.P.
|
||||
By:
|
Hale Partnership Capital Advisors, LLC,
|
|||
its General Partner
|
||||
By:
|
/s/ Steven A. Hale II
|
|||
Name:
|
Steven A. Hale II
|
|||
Title:
|
Manager
|
|||
HALE PARTNERSHIP FUND, L.P.
|
||||
By:
|
Hale Partnership Capital Advisors, LLC,
|
|||
its General Partner
|
||||
By:
|
/s/ Steven A. Hale II
|
|||
Name:
|
Steven A. Hale II
|
|||
Title:
|
Manager
|
|||
CLARK-HALE FUND LP
|
||||
By:
|
Hale Partnership Capital Advisors, LLC,
|
|||
its General Partner
|
||||
By:
|
/s/ Steven A. Hale II
|
|||
Name:
|
Steven A. Hale II
|
|||
Title:
|
Manager
|
|||
HALE PARTNERSHIP CAPITAL ADVISORS, LLC
|
||||
By:
|
/s/ Steven A. Hale II
|
|||
Name:
|
Steven A. Hale II
|
|||
Title:
|
Manager
|
|||
HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC
|
||||
By:
|
/s/ Steven A. Hale II
|
|||
Name:
|
Steven A. Hale II
|
|||
Title:
|
Manager
|
|||
/s/ Steven A. Hale II
|
||||
STEVEN A. HALE II
|
MGEN II – HALE FUND, L.P.
|
||||
By:
|
Hale Partnership Capital Advisors, LLC,
|
|||
its General Partner
|
||||
By:
|
/s/ Steven A. Hale II
|
|||
Name:
|
Steven A. Hale II
|
|||
Title:
|
Manager
|
|||
HALE PARTNERSHIP FUND, L.P.
|
||||
By:
|
Hale Partnership Capital Advisors, LLC,
|
|||
its General Partner
|
||||
By:
|
/s/ Steven A. Hale II
|
|||
Name:
|
Steven A. Hale II
|
|||
Title:
|
Manager
|
|||
CLARK-HALE FUND LP
|
||||
By:
|
Hale Partnership Capital Advisors, LLC,
|
|||
its General Partner
|
||||
By:
|
/s/ Steven A. Hale II
|
|||
Name:
|
Steven A. Hale II
|
|||
Title:
|
Manager
|
|||
HALE PARTNERSHIP CAPITAL ADVISORS, LLC
|
||||
By:
|
/s/ Steven A. Hale II
|
|||
Name:
|
Steven A. Hale II
|
|||
Title:
|
Manager
|
|||
HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC
|
||||
By:
|
/s/ Steven A. Hale II
|
|||
Name:
|
Steven A. Hale II
|
|||
Title:
|
Manager
|
|||
/s/ Steven A. Hale II
|
||||
STEVEN A. HALE II
|